SEC Charges Investment Adviser With Failing To Clearly Disclose Additional...
The Securities and Exchange Commission today announced an enforcement action against an investment advisory firm that failed to properly prepare clients for additional transaction costs beyond the...
View ArticleReadout From A Treasury Spokesperson Of U.S. Treasury Secretary Jacob J....
U.S. Treasury Secretary Jacob J. Lew met today with new Chancellor of the Exchequer Philip Hammond. Secretary Lew began the meeting by congratulating Chancellor Hammond on his recent appointment and...
View ArticleMoscow Exchange: Risk Parameters Change For The Securities
The following risk parameters for the securities RSTI, RSTIP will be changed:read more...
View ArticleTullett Prebon And ICAP Restructure Transaction After U.S. Justice Department...
The Department of Justice announced today that the restructuring of the $1.5 billion transaction between Tullett Prebon Group Ltd. (Tullett Prebon) and ICAP plc addresses the Department’s concerns that...
View ArticleOCC Says Pre-Trade Risk Controls Add Resiliency To Markets
Saying its proposed rule change to the U.S. Securities and Exchange Commission (SEC) on pre-trade risk controls served as a catalyst to spur significant change in the listed equity options market, OCC,...
View ArticleStatement At Meeting Of The Investor Advisory Committee, SEC Commissioner...
Good morning. I join my fellow Commissioners in welcoming John Coates, Nancy LeaMond, and Elisse Walter as the newest members of the Investor Advisory Committee. Glad to have you here as well as the...
View ArticleEEX: Dairy Futures Reach Half Year Record
In the first half of 2016, EEX has reached a new record on the derivatives market for dairy products. From January to June 2016, 42,485 tonnes of commodity equivalent (which corresponds to 8,497...
View ArticleCFTC Orders Atlantas Group, Inc. And Edmund Hysni To Pay In Total $7.2...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Respondents Atlantas Group, Inc. (Atlantas) and Edmund Hysni for committing...
View ArticleLINE Corporation, Largest Tech Ipo Year-To-Date, Lists On The New York Stock...
LINE Corporation, a leading global platform for mobile messaging and communication services, content distribution and advertising, began trading today on the New York Stock Exchange (NYSE) under the...
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Tesla: It's a story stock, but what's the story?
The last few weeks have tested Teslaâs shareholders and frustrated short sellers in the stock. Shareholders have had to weather a series of bad news stories, ranging from a failure to meet its...
View ArticleOpening Remarks To The Investor Advisory Committee, SEC Chair Mary Jo White,...
Good morning and welcome. The Investor Advisory Committee is a very important voice in informing the Commission’s work, and I am pleased to see new and returning members gathered here today or on the...
View ArticleOffice Of Financial Research Update: âLooking Deeper, Seeing More: A...
The OFR released a brief today entitled, “Looking Deeper, Seeing More: A Multilayer Map of the Financial System,” and an accompanying blog by Stacey Schreft, OFR Deputy Director for Research and...
View ArticleSEC Announces Agenda For July 19 Meeting Of The Advisory Committee On Small...
The Securities and Exchange Commission today announced the agenda for the July 19 meeting of its Advisory Committee on Small and Emerging Companies. The Committee will focus on the first year of...
View ArticleU.S. Corporate And Muni Debt Issuance To Hold Steady, CUSIP Requests Show -...
CUSIP Global Services (CGS) today announced the release of its CUSIP Issuance Trends Report for June 2016. The report, which tracks the issuance of new security identifiers as an early indicator of...
View ArticleCalPERS Names Marcie Frost As New Chief Executive Officer
The California Public Employees' Retirement System (CalPERS) Board of Administration announced today that it has named Marcie Frost as the Pension Fund's new chief executive officer (CEO).read more...
View ArticleOntario Securities Commission Launches Office Of The Whistleblower
The Ontario Securities Commission (OSC) today launched the Office of the Whistleblower, the first paid whistleblower program by a securities regulator in Canada. The OSC also published OSC Policy...
View ArticleCustomers Vote IPC 'Best Trading Floor Communications System Provider' In...
IPC, a leading global financial markets technology and service provider, has for the sixth consecutive year been voted "Best Trading Floor Communication System Provider" in the Waters Rankings. read...
View ArticleOffice of Financial Research Update: United Kingdom Referendum Roils Markets
The OFR released its latest Financial Markets Monitor today. The monitor says the United Kingdom's vote to leave the European Union was the defining focus of financial markets in the second quarter....
View ArticleFashion, fads and the popularity of choices: micro-foundations for...
Knowledge acquisition by consumers is a key process in the diffusion of innovations. However, in standard theories of the representative agent, agents do not learn and innovations are adopted...
View ArticleControlling Public Debt without Forgetting Inflation. (arXiv:1607.04153v1...
Consider the problem of a government that wants to control its debt-to-GDP (gross domestic product) ratio, while taking into consideration the evolution of the inflation rate of the country. The...
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