Securities Professional Charged With Defrauding Institutional Investors -...
The Securities and Exchange Commission today charged a New York-based securities professional with defrauding two institutions he solicited to invest in a shell company he controlled whose name was...
View ArticleIMF Publishes Work On The State Of The Global Financial Safety Net
The International Monetary Fund (IMF) today published the paper “The Adequacy of the Global Financial Safety Net,” which the IMF’s Executive Board discussed during an informal session as part of the...
View ArticleSaudi Stock Exchange: Converting The Securities Depository Center To A Joint...
Pursuant to the request of the Board of Directors of the Saudi Stock Exchange (Tadawul), the Capital Market Authority has approved the conversion of the Securities Depository Center (the Centre) to a...
View ArticleMAS And ABS To Hold Conference To Drive FinTech Innovation
The Monetary Authority of Singapore (MAS) and the Association of Banks in Singapore (ABS) will be holding a two-day conference to pave the way for financial technology (FinTech) innovation in...
View ArticleTMX Group CEO To Speak At Toronto Region Board Of Trade
Lou Eccleston, Chief Executive Officer, TMX Group will this week provide a luncheon address to the Toronto Region Board of Trade as part of the International Finance Series. Presented by Scotiabank,...
View ArticleBats To Provide Market And Trade Data To Money.Net - Fast-Growing, Financial...
Bats Global Markets (Bats), a leading global operator of exchanges and services for financial markets, today announced that it is now providing real-time stock quote and trade information via the Bats...
View ArticleCFTC Approves A Final Rule Providing An Alternative To Fingerprinting For...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it approved a final rule adding an alternative for foreign natural persons to the requirement to provide fingerprints when...
View ArticleWeekly Top 5 Papers â March 25, 2016
1. Understanding Modern Portfolio Construction by Cullen Roche (Orcam Financial Group)read more...
View ArticleFinomial Delivers Comprehensive Solution For OECD CRS
Finomial Corporation today announced the launch of a comprehensive and automated online investor services and tax reporting platform. This software enables financial institutions to meet the compliance...
View ArticleOCC Comment Letter On SEC Fund Use Of Derivatives Proposal
OCC, on behalf of the U.S. Securities Markets Coalition, submitted a letter to the U.S. Securities and Exchange Commission (SEC) on the Commission’s proposal regarding the use of derivatives by...
View ArticleIntercontinental Exchange, Inc. Rule 2.10 Announcement
Intercontinental Exchange, Inc. (“ICE”) (NYSE: ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, confirms, in accordance with Rule 2.10 of the...
View ArticleSolactive Launches The Global Family Owned Companies Index - Licensed To UBS...
By launching the Solactive Global Family Owned Companies Index, Solactive AG introduces another index that focuses on the positive effects of certain ownership structures on the long-term development...
View ArticleMotor Neurone Disease Association - City Vs MND Launch â April 18
A new initiative is being set up to encourage financial market participants to raise funds for, and awareness of, the pernicious effects of Motor Neurone Disease (MND). The City against MND Network is...
View ArticleGPW Extends Reduced Transaction Fees
GPW stays on course to further develop the capital market: reduced transaction fees on trade in WIG20 futures will apply until the end of H1 2016. Furthermore, GPW waives fees charged to market makers...
View ArticleHKFE Announces Revised Margins For Futures Contracts
Please be advised that pursuant to Exchange Rule 617(d) and HKCC Rule 402, the Exchange and the Clearing House have determined that with effect from the commencement of trading on Friday, 1 April 2016,...
View ArticleAbu Dhabi Securities Exchange Organizes The Experimental Practical Exercise...
As part of Abu Dhabi Securities Exchange’s efforts to fulfill the strategies of emergency cases that might interrupt its overall functioning, the Exchanges management recently organized a successful...
View ArticleDubai Commodities Clearing Corporation Expands Collateral Basket To Include...
The Dubai Commodities Clearing Corporation (DCCC), the central counter-party (CCP) for the Dubai Gold & Commodities Exchange (DGCX), on Monday announced that Clearing members will now be able to...
View ArticleTrinidad And Tobago â Not Just Caribbean Islands
When we think of the Caribbean we think of sun, sea and sand. When we think of financial services in the Caribbean, despite very strong recent efforts to improve, a number of the offshore centres still...
View ArticleMorgan Stanley Tops Institutional Investor's 2016 All-America Trading Team -...
Morgan Stanley & Co. is No. 1 on the 2016 All-America Trading Team, Institutional Investor's exclusive annual ranking of the trading services providers preferred by asset managers that invest in...
View ArticleNew Releases Of Axioma Portfolio Analyticsâ¢, Risk Model...
Axioma, a leading provider of innovative risk solutions for buy-side institutions, today announced the release of version 2016 R1 of its Axioma Portfolio Analytics™ and Risk Model Machine™ solutions....
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