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From Static Regulation To Dynamic Supervision Keynote Address By Nobuchika...

Please click here to download the Keynote Adress by Mr Nobuchika Mori. 

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HKEX: Exchange Publishes Listing Decisions On Reasons For Rejection And...

The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), today (Wednesday) published two Listing Decisions to enhance...

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DGCX Inks A Pact With Industrial And Commercial Bank Of China

The Dubai Gold & Commodities Exchange (DGCX) today announced that it has signed a Memorandum of Understanding (MOU) with Industrial and Commercial Bank of China Limited (ICBC), the largest Chinese...

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CESC Index Report For March

Highlightsread more...

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SimCorp Partners With Nomura Bank (Luxembourg) S.A. And Signs Large...

SimCorp announces that it has signed a large additional license agreement with Nomura Bank (Luxembourg) S.A.read more...

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April 13, 2016 - SS&C Acquires One-Third Interest in Nervanix

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Office Of Financial Research Update: "Systemic Importance Data Shed...

The OFR released a brief today entitled, "Systemic Importance Data Shed Light on Global Banking Risks," and an accompanying blog by Stacey Schreft, OFR Deputy Director for Research and Analysis. The...

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Office Of The Comptroller Of The Currency: Donna Murphy Named Deputy...

The Office of the Comptroller of the Currency (OCC) today announced the selection of Donna Murphy to be Deputy Comptroller for Compliance Risk.read more...

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Statement At An Open Meeting On Regulation S-K Concept Release, SEC Chair...

Good Morning.  This is an open meeting of the U.S. Securities and Exchange Commission on April 13, 2016, under the Government in the Sunshine Act.read more...

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US Agencies Announce Determinations And Provide Feedback On Resolution Plans...

The Federal Deposit Insurance Corporation and the Federal Reserve Board on Wednesday jointly announced determinations and provided firm-specific feedback on the 2015 resolution plans of eight...

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Statement At Open Meeting On Regulation S-K Concept Release, SEC Commissioner...

Thank you, Chair White.  I also wish to express my appreciation to the Division of Corporation Finance, the Division of Economic and Risk Analysis, the Office of the General Counsel, and the many...

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Finomial Addresses Risks To Hedge Funds From Panama Papers

Finomial Corporation today highlighted the role of the Finomial Investor Services Compliance Platform in protecting hedge funds from the risks highlighted by the Panama Papers leak.  While the media...

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Statement At An Open Meeting On Final Rules Regarding The Application Of...

Good Morning.  This is an open meeting of the U.S. Securities and Exchange Commission on April 13, 2016, under the Government in the Sunshine Act.read more...

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CFTC Swaps Report Update

CFTC's Weekly Swaps Report has been updated, and is now available.read more...

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Financial Stability Oversight Council To Meet April 18

On Monday, April 18, U.S. Secretary of the Treasury Jacob J. Lew will preside over a meeting of the Financial Stability Oversight Council (Council) at the Treasury Department.  The agenda will include...

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CME Group To Close New York Trading Floor At Year-End - Company To Make Space...

As declining open outcry options volume on CME Group's New York trading floor now represents just 0.3 percent of the company's overall energy and metals trading volumes, CME Group will close its New...

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SIFMA Statement On FDIC And Fed Bank Resolution Plan Announcement

SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on the FDIC and Federal Reserve’s announcement on the resolution plans for the largest financial...

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Five Industry Associations Publish SFTR Information Statement

The Association for Financial Markets in Europe (AFME), FIA, the International Capital Market Association (ICMA), the International Swaps and Derivatives Association, Inc. (ISDA) and the International...

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CBOE Introduces First In Series Of Indexes Designed To Target Investment...

Chicago Board Options Exchangeâ (CBOEâ) today announced it has created a series of 13 “Buffer Protect Indexes,” the first in a family of options-based strategy performance benchmarks that are designed...

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Stochastic Perron for Stochastic Target Problems. (arXiv:1604.03906v1 [math.OC])

In this paper, we adapt stochastic Perron's method to analyze a stochastic target problem with unbounded controls in a jump diffusion set-up. With this method, we construct a viscosity sub-solution and...

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