More Financial Executives Forego Business Decisions As Personal Liability...
Concern by financial executives about the risks of personal liability appears to be affecting the strategic business decisions they make, according to a global survey of compliance and risk...
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Edward Lampert & The Demise of Sears
Earlier this year, Sears acknowledged publicly for the first time that bankruptcy might be a possibility. The two charts shown here document the financial deterioration over the past decade. Many...
View ArticleOCC: Thomas J. Curry To Step Down May 5, Keith A. Noreika To Serve As Acting...
Comptroller of the Currency Thomas J. Curry will step down on May 5, 2017, and Keith A. Noreika will serve as Acting Comptroller of the Currency.read more...
View ArticleSEC, FINRA Announce National Compliance Outreach Program For Broker-Dealers
Cybersecurity, investing by seniors, and other regulatory topics of interest will be discussed when the Securities and Exchange Commission and Financial Industry Regulatory Authority (FINRA) hold their...
View ArticleBelgium’s KU Leuven Tops The Annual Reuters Top 100: Europe’s...
The heart of European innovation isn’t a major metropolis – it’s a small city in the Dutch-speaking region of Flanders. That’s the conclusion of the second annual Reuters ranking of Europe’s Most...
View ArticleFederal Reserve Issues FOMC Statement
Information received since the Federal Open Market Committee met in March indicates that the labor market has continued to strengthen even as growth in economic activity slowed. Job gains were solid,...
View ArticleCBOE Holdings Reports April 2017 Trading Volume
CBOE Holdings, Inc. (BATS: CBOE | NASDAQ: CBOE) today reported April monthly trading volume at www.cboe.com/monthlyvolrpc. read more...
View ArticleOslo Børs: Nordnet Launches New Exchange Traded Products Initiative
Nordnet is listing its first exchange traded products on Oslo Børs in an initiative comprising both ETNs and Mini Futures. Mini futures are an entirely new product on Oslo Børs.read more...
View ArticleWorld Economic Forum: South Africa’s Finance Minister Highlights Need...
Malusi Gigaba, Minister of Finance of South Africa, has given an assurance that the government will maintain fiscal prudence while it pursues the structural transformation of the economy.read more...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleS&P Select Sectors (UCITS Compliant) Dashboard
This new monthly report focuses on large-cap investable indices, provides analysis of factor exposures across sectors, and gives a sector comparison of key metrics. Key findings this month include:read...
View ArticleSEC Staff Supplements Quarterly Private Funds Statistics
The U.S. Securities and Exchange Commission staff today published a suite of new data and analyses of private fund statistics and trends.read more...
View ArticleEEX Acquires 100% Ownership Of US Nodal Exchange
The European Energy Exchange (EEX), part of Deutsche Börse Group, and the owners of US-based Nodal Exchange Holdings, LLC have successfully closed the transaction under which EEX has acquired 100% of...
View ArticleCompanies Welcome Relief Brought By Commission’s Derivative End-User...
Organisations representing more than 8,000 companies across Europe have welcomed today’s EMIR proposals by the Commission as an important step forward in relieving burdens for businesses which use...
View ArticleRIXML.org Creates Interactions Working Group To Create Schema To Help Firms...
RIXML.org has created a new Interactions Working Group that brings buy-side, sell-side, and vendor firms together to create an open standard for capturing the inter-firm interactions required under the...
View ArticleBGC Partners Reports First Quarter 2017 Financial Results - BGC Declares...
BGC Partners, Inc. (NASDAQ: BGCP) ("BGC Partners," "BGC," or "the Company"), a leading global brokerage company servicing the financial and real estate markets, today reported financial results for the...
View ArticleU.S. Financial Markets Require Comprehensive Market Reform To Reignite Job...
The U.S. equities markets are the world’s greatest driver of innovation, economic growth, and wealth creation for investors of all sizes. However, according to a new report from Nasdaq, The Promise of...
View ArticleTIM Group Hires New Sales Director In The US
TIM Group, the global provider of software, services and platforms for institutional investors to achieve market-beating returns has recruited a new Sales Director in its New York office to increase...
View Article2017 ETFs Trading And Market Structure Conference Organised By Kreab And...
The 2017 ETFs Trading and Market Structure Conference organised by Ari Burstein, Kreab and Deborah Fuhr, ETFGI will be held on June 7, 2017 in New York City. The conference will focus on regulatory and...
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