Mandatory Notification Of Trades - Oslo Børs VPS Holding ASA
In connection with a monthly share savings plan for employees of subsidiaries, Oslo Børs VPS Holding has sold a total of 3223 shares. New holding is 11291 shares. Employees paid a share price of NOK...
View ArticleSEC: Overseas Traders Paying Back All Profits Plus Penalties In Insider...
The Securities and Exchange Commission today announced that three Peruvian traders have agreed to settle a pending case alleging that they traded on nonpublic information prior to the merger of two...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of March 21, 2017 are now available.
View ArticleNasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks As...
At the end of the settlement date of March 15, 2017, short interest in 2,328 Nasdaq Global MarketSM securities totaled 7,352,374,802 shares compared with 7,280,848,100 shares in 2,345 Global Market...
View ArticleNYSE Group Consolidated Short Interest Report
SETTLEMENT DATE EXCHANGE TOTAL CURRENT SHORT INTEREST TOTAL PREVIOUS SHORT INTEREST (Revised) NUMBER of SECURITIES with a SHORT POSITION NUMBER of SECURITIES with a POSITION >= 5,000...
View ArticleRemarks Before The University Of Tennessee’s C. Warren Neel Corporate...
The Securities and Exchange Commission (“SEC” or “Commission”), as a matter of policy, disclaims responsibility for any private publication or statement by any of its employees. The views expressed...
View ArticleRemarks: New Special Study Conference, Robert W. Cook, FINRA President and...
Good afternoon. Thank you, Merritt [Fox], for that kind introduction and for the invitation to speak with you this afternoon. It’s a pleasure to be with you today and to participate in this ambitious...
View ArticleFINRA And Exchanges Charge Lek Securities And CEO Samuel F. Lek With Aiding...
The Financial Industry Regulatory Authority, along with the New York Stock Exchange; NYSE Arca; NYSE MKT; the four Bats Exchanges, Bats BZX, Bats BYX, Bats EDGA, and Bats EDGX; Nasdaq; Nasdaq BX; and...
View ArticleDavisco Foods International, Inc. Ordered To Pay $150,000 Penalty For Acting...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Davisco Foods International, Inc., based in Le Sueur, Minnesota, for failure to register...
View ArticleBridge water, the world's largest hedge fund with their internal research on...
Bridge water, the world's largest hedge fund with their internal research on Populism: The Phenomenon https://t.co/bqLtz2A4hK — carl carrie (@carlcarrie) March…
View ArticleSEC Halts Boiler Room Scheme Involving State Lottery Tickets
The Securities and Exchange Commission today announced charges against a Florida-based company, its CEO, and its top sales agent accused of conducting a boiler room scheme that solicits investments in...
View ArticleOffice Of Financial Research Update: An Approach To Financial Instrument...
The U.S. Office of Financial Research today posted a viewpoint paper, entitled, “An Approach to Financial Instrument Reference Data.” This viewpoint describes the OFR’s approach to preparing and...
View ArticleThomson Reuters Lipper Announces U.S. Fund Awards 2017 Winners
Thomson Reuters Lipper announces the winners of the U.S Awards 2017. These highly-respected awards honor funds and fund management firms that have excelled in providing consistently strong...
View ArticleSEC Halts Fraud Targeting Seniors
The Securities and Exchange Commission today announced an emergency asset freeze and temporary restraining order against a Chicago-based investment adviser and his financial management company accused...
View ArticleA Numerical Method for Pricing Discrete Double Barrier Option by Legendre...
In this Article, a fast numerical numerical algorithm for pricing discrete double barrier option is presented. According to Black-Scholes model, the price of option in each monitoring date can be...
View ArticleMicrostructure under the Microscope: Tools to Survive and Thrive in The Age...
Market Microstructure is the investigation of the process and protocols that govern the exchange of assets with the objective of reducing frictions that can impede the transfer. In financial markets,...
View ArticleEx-post core, fine core and rational expectations equilibrium allocations....
This paper investigates the ex-post core and its relationships to the fine core and the set of rational expectations equilibrium allocations in an oligopolistic economy with asymmetric information, in...
View ArticleEmergence of world-stock-market network. (arXiv:1703.08781v1 [q-fin.ST])
In the age of globalization, it is natural that the stock market of each country is not independent form the other markets. In this case, collective behavior could be emerged form their dependency...
View ArticleGame-Theoretic Protection Against Networked SIS Epidemics by Human...
We study decentralized protection strategies by human decision-makers against Susceptible-Infected-Susceptible (SIS) epidemics on networks. Specifically, we examine the impact of behavioral...
View Article