ESMA Issues Amended Rules For Access, Aggregation And Comparison Of Data...
The European Securities and Markets Authority (ESMA) has published today amended regulatory technical standards (RTS)implementing the European Market Infrastructure Regulation (EMIR). The amended RTS...
View ArticletrueEX Expands To Support London Business Hours
trueEX, the fastest growing interest rate swap trading platform, now supports market activity during London business hours due to rapidly growing client demands in both the US and across Europe.read...
View ArticleESMA Publishes Updated UCITS Q&A
The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the Undertakings for the Collective Investment in...
View ArticleHong Kong's Securities And Futures Commission: SFAT Affirms SFC Decision To...
The Securities and Futures Commission (SFC) has reprimanded Moody’s Investors Service Hong Kong Limited (Moody’s) and fined it $11 million for various failures relating to its preparation and...
View ArticleESMA Publishes Updated AIFMD Q&A
The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD)....
View ArticleState Of Delaware Unveils Blockchain Initiative To Leverage Potential Of...
Governor Jack Markell announced today the establishment of the Delaware Blockchain Initiative, a suite of programs that aims to encourage expanded use and development of distributed ledger and smart...
View ArticleTMX Group Names Shaun McIver, Chief Client Officer, Equity Capital Markets
TMX Group Limited today announced that it has named Shaun McIver as its new Chief Client Officer for Equity Capital Markets. Mr. McIver, who will report to Nicholas Thadaney, President & CEO,...
View ArticleNYSE Launches New Suite Of Services For Small- To Mid-Cap Growth Companies
The New York Stock Exchange, part of the Intercontinental Exchange (NYSE: ICE) global network of exchanges, today introduced an enhanced range of services for issuers on NYSE MKT, which exclusively...
View ArticleCFTC: Federal Court Orders UAE Residents Heet Khara And Nasim Salim To Pay...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in New York issued a Consent Order imposing a permanent injunction against CFTC Defendants Heet Khara and Nasim...
View ArticleTehran Stock Exchange Bulletin March 2016
Click here to download Tehran Stock Exchange's Bulletin for March 2016.
View ArticleRecognos Announces New Release Of Mutual Funds Reference Data Center (RDC)...
Leading semantic data analysis provider Recognos Financial today announced a new release of its Reference Data Center (RDC) for Mutual Funds. Enhancements to the platform include immediate alerts to...
View ArticleVolume 16, Issue 1 Of Borsa Ä°stanbul Review Has Been Published
Borsa Ä°stanbul Review, forging ahead to be one of the most prominent journals in finance & economics, is managed by Borsa Ä°stanbul Research and Business Development Department and published...
View ArticleRemarks From The SIFMA Anti-Money Laundering And Financial Crimes Conference,...
Good morning.read more...
View ArticleISDA Announces Revised SIMM Licensing Program
The International Swaps and Derivatives Association, Inc. (ISDA) today announced an update to the licensing program for ISDA’s proprietary and patent-pending Standard Initial Margin Model (SIMM) for...
View ArticleU.S. Department of Justice: Two Former Senior Executives Of Global Financial...
Two former high-ranking executives of a Boston-based financial services company that is one of the world’s largest asset managers and custody banks were charged in an indictment that was unsealed today...
View ArticleOCC Appoints Two New Members To Board Of Directors - Three Current Directors...
In its role as the foundation for secure markets, OCC, the world’s largest equity derivatives clearing organization, today announced that Susan E. Lester, a long-time banking executive, has joined the...
View ArticleOffice Of The Comptroller Of The Currency Recognizes National Financial...
The Office of the Comptroller of the Currency (OCC) recognized National Financial Capability Month by participating in the annual Financial Literacy Day on Capitol Hill event today.read more...
View ArticleNZX To Launch NZ Milk Price Futures And Options Contracts
NZX has received formal approval from the Financial Markets Authority and the Reserve Bank of New Zealand for its proposed milk price futures and options contracts, expected to launch in May 2016.read...
View ArticleWomen In ETFs To Hold Their First Event In Dublin On April 6th
Women in ETFs (WE) is holding its first event in Dublin at 5pm on Wednesday April 6th hosted by PwC at their office in Dublin. Women in ETFs is the first women’s group for the ETF industry. Founded...
View ArticleInnovative Leaders Tolerate Mavericks
Harvard Professor and former Medtronic CEO Bill George has a terrific article in Fortune this week about what the best innovation leaders do. He argues, among other things, that these leaders...
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