Keynote Remarks Of CFTC Chairman Timothy Massad Before The SIFMA Annual Meeting
Thank you for that kind introduction. I’m very pleased to be with you today.read more...
View ArticleQuotes For NEO-Listed Securities Now Available On Globe And Mail Website
NEO Exchange Inc. (“NEO Exchange” or “NEO”) today announced that The Globe and Mail is now offering live quotes for NEO-listed securities on its Globe Investor site. The Globe and Mail is one of...
View ArticleCFTC Orders Advanced Trading Workshop, Inc. Of Jamesville, New York, To Pay A...
The U.S. Commodity Futures Trading Commission today issued an Order filing and simultaneously settling charges against Respondent Advanced Trading Workshop, Inc. (ATW) of Jamesville, New York, for...
View ArticleDesign Thinking Builds Strong Teams
The Nielsen Norman Group has a drafted a terrific blog post titled, "Design Thinking Builds Strong Teams." They argue that design thinking accelerates the process of building common ground for a team,...
View ArticleSEC: Oil Services Company Paying $140 Million Penalty For Accounting Fraud
The Securities and Exchange Commission today announced that oil services company Weatherford International has agreed to pay a $140 million penalty to settle charges that it inflated earnings by using...
View ArticleFederal Reserve Vice Chairman Stanley Fischer, At The Convocation For The...
I am very pleased to visit today with the students and faculty of the Howard University Economics Department. First, a fact that you know but others may not: The Howard University Economics Department...
View ArticleBetter Finance: Fees Take A Big Bite Out Of Real Returns Of EU Long-Term Savings
Whereas the European Supervisory Authorities (ESAs) have a legal duty to collect, analyse and report data on “consumer trends” in their respective fields, the unfortunate reality is that long-term and...
View ArticleAccuity Unveils Next Generation Of Assurance Services To Provide More...
Accuity, the leading global provider of financial crime compliance solutions, is developing the next generation of assurance services with policy management capability to help compliance professionals...
View ArticleCFTC Orders Wells Fargo Bank, N.A. to Pay a $400,000 Penalty for Inaccurate...
The U.S. Commodity Futures Trading Commission (CFTC) filed and simultaneously settled charges against Wells Fargo Bank, N.A. for failing to comply with its obligations to submit accurate large trader...
View ArticleAmman Stock Exchange: Sunday A Public Holiday To Celebrate Lunar New Year
According to a communiqué issued by Prime Minister to all ministries and public departments on the occasion of the lunar New Year (Islamic Hijri Calendar). Accordingly the Amman Stock Exchange (ASE)...
View ArticleThe Egyptian Exchange: Muslim New Year (Hegria 1438) Holiday
It’s decided that the 1st day of the month of Muharram (Hegria 1438) will be a holiday at EGX due to Muslim New Year celebration. Trading will be resumed next working day after vacation.
View ArticleDubai Financial Market Market Holiday - Hijri New Year 1438
On the occasion of Hijri New Year 1438, DFM will be closed on Sunday 2nd October 2016 and work shall resume on Monday 3rd October 2016.
View ArticleCFTC Orders Wells Fargo Bank, N.A. To Pay A $400,000 Penalty For Inaccurate...
The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against Wells Fargo Bank, N.A. (Wells Fargo) for failing to comply with its obligations to submit...
View ArticleMIAX Options Exchange - Reminder: Disaster Recovery System Relocation To CH4
As previously communicated in an alert published on June 30, 2016, MIAX Options is completing the migration of its Options Disaster Recovery Trading System to the CH4 data center located at 350 Cermak...
View ArticleBorsa Italiana: World Bank Issues Two Fixed Rate Bonds On EuroMOT - World...
World Bank today listed two fixed rate bonds on EuroMOT with a combined value of about €9,5 million. Bonds are issued in South African Rand currency (ZAR), with a coupon rate of 6.60%, and in Brazilian...
View ArticleESMA Publishes The Responses To The Call For Evidence On Asset Segregation
The European Securities and Markets Authority (ESMA) has published the responses received to the Call for evidence on asset segregation and custody services.read more...
View ArticleECB And People’s Bank Of China Extend Bilateral Currency Swap Arrangement
The European Central Bank (ECB) and the People’s Bank of China (PBC) have decided to extend for another three years their 2013 bilateral currency swap arrangement, with the same conditions and...
View ArticleNew Study Finds Russell 2000 Index Options Benchmarks And Options-Based Funds...
Chicago Board Options Exchange® (CBOE®) and Fund Evaluation Group, LLC (FEG) today announced findings from a study of four CBOE strategy performance benchmark indexes designed to track the performance...
View ArticleTimothy C. Scheve, President & CEO, Janney Montgomery Scott, Remarks At...
I’m Tim Scheve, president and CEO of Janney Montgomery Scott. As chair-elect of SIFMA, it’s my pleasure to welcome you. I’m pleased to be joined today by such a large and impressive group of industry...
View ArticleCFTC Charges Kevin Michael Symons of Foothill Ranch, California and His...
The U.S. Commodity Futures Trading Commission filed a civil enforcement action in the U.S. District Court for the Southern District of New York, charging Kevin Michael Symons of Foothill Ranch,...
View Article