DO&CO Joins Austrian Leading Index ATX For The First Time
Today’s review of the composition and calculation parameters of Austrian stock indices – in accordance with the Index Rules – resulted in the adjustments set out below. All changes take effect on...
View ArticleCFTC Signs MOU with Two Mexican Authorities to Enhance Supervision of...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad signed a Memorandum of Understanding (MOU) with the Comisión Nacional Bancaria y de Valores...
View ArticleCFTC Signs MOU With Two Mexican Authorities To Enhance Supervision Of...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad signed a Memorandum of Understanding (MOU) with the Comisión Nacional Bancaria y de Valores (CNBV)...
View ArticleSEC Charges CEO And Paid Promoter With Fraudulently Promoting Stock Of Las...
The Securities and Exchange Commission today charged the CEO of a sexual health products retailer and a paid promoter with orchestrating fraudulent promotional campaigns to tout the company’s...
View ArticleSIFMA AMG Submits Comments To The SEC On The BCP Recordkeeping Proposal
SIFMA’s Asset Management Group (“SIFMA AMG”) today announced it has submitted a comment letter to the Securities and Exchange Commission (“SEC”) regarding the SEC’s proposal to require registered...
View ArticleLazard, Evercore and the TSLA/SCTY Deal: Keystone Kops or Crafty Bankers?
It is get easy to get outraged by events around you, even when that outrage is not merited. I have learned, through hard experience, that writing when outraged can be cathartic but it can also be...
View ArticleThe dividend problem with a finite horizon. (arXiv:1609.01655v1 [math.PR])
We characterise the value function of the optimal dividend problem with a finite time horizon as the unique classical solution of a suitable Hamilton-Jacobi-Bellman equation. The optimal dividend...
View ArticleCriteria for the Absense and Existence of Arbitrage in Multidimensional...
We derive abstract as well as deterministic conditions for the absence and existence of free lunch with vanishing risk, arbitrage, generalized arbitrage, and unbounded profit with bounded risk in a...
View ArticleSecurities Lending Strategies, Valuation of Term Loans using Option Theory....
We develop models to price long term loans in the securities lending business. These longer horizon deals can be viewed as contracts with optionality embedded in them and can be priced using...
View ArticleBM&FBOVESPA Market Holiday - Independence Day
There will be no trading or settlement on BM&FBOVESPA's markets on September 7.
View ArticleCME Group Announces CME Authorization To Provide OTC Clearing And Settlement...
CME Group, the world's leading and most diverse derivatives marketplace, today announced that Chicago Mercantile Exchange Inc. has been granted authorization to provide OTC clearing and settlement...
View ArticleASIC: Morgan Stanley Pays $123,750 In Infringement Notice Penalty
Morgan Stanley Australia Securities Limited (“Morgan Stanley”) has paid a penalty of $123,750 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”).read more...
View ArticleASIC: ING Bank Compensates Living Super Customers Due To Potentially...
ING Bank (Australia) Limited, the promoter and investment manager of the ING Direct Superannuation Fund (Living Super), will compensate around 24,500 members approximately $5.38 million following ASIC...
View ArticleIPC Named To The 2016 IDC Financial Insights FinTech Rankings - Ranking...
IPC Systems, Inc., a leading global financial markets technology and service provider, today announced the company is ranked number 33 on the 2016 IDC Financial Insights FinTech Rankings Top 100.read...
View ArticleConcurring Statement Of CFTC Commissioner Sharon Y. Bowen Regarding System...
I will be voting yes on both systems safeguards rules. There is not much more to say than what I said when these rules were proposed on December 10, 2015.1 Cybersecurity is a top concern for American...
View ArticleECB: Monetary Policy Decisions
At today’s meeting the Governing Council of the ECB decided that the interest rate on the main refinancing operations and the interest rates on the marginal lending facility and the deposit facility...
View ArticleStatement Of CFTC Commissioner J. Christopher Giancarlo On The Comparability...
When the Commission issued its rule addressing the cross-border application of margin requirements for uncleared swaps in May of this year1 I expressed my disagreement with the approach the Commission...
View ArticleECB: Introductory Statement To The Press Conference: Mario Draghi, President...
Ladies and gentlemen, the Vice-President and I are very pleased to welcome you to our press conference. We will now report on the outcome of today’s meeting of the Governing Council, which was also...
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Greg Wood Joins FIA As SVP Of Global Industry Operations & Technology
Walt Lukken, president and CEO of FIA, announcedthat Greg Wood has been hired as the Senior Vice President of Global Industry Operations & Technology. Wood will help lead the strategic direction...
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