Statement of Chairman Timothy Massad on Release of Reports on CCP Resilience,...
Statement of Chairman Timothy Massad on Release of Reports on CCP Resilience, Recovery and Resolution
View ArticleCFTC Restricts Registration of Steven A. Cohen Based on Failure to Supervise
The U.S. Commodity Futures Trading Commission (CFTC) announced that it filed a Notice of Intent to revoke, suspend, or place restrictions on the registration of Steven A. Cohen of Greenwich,...
View ArticleCFTC Restricts Registration of Steven A. Cohen Based on Failure to Supervise
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Notice of Intent (Notice) to revoke, suspend, or place restrictions on the registration of Steven A. Cohen (Cohen)...
View ArticleHKEX Set For Another Step Forward In Mutual Market Access
Following today' joint announcement by the China Securities Regulatory Commission (CSRC) and Hong Kong's Securities and Futures Commission (SFC), Hong Kong Exchanges and Clearing Limited (HKEX) will...
View ArticlePresentation By HKEX Chief Executive Charles Li At A Media Briefing On...
Click here to download a presentation by HKEX Chief Executive Charles Li at a media briefing on Shenzhen-Hong Kong Stock Connect.
View ArticleU.S. Corporate Issuance Up In July, CUSIP Requests Show Municipal Requests...
CUSIP Global Services (CGS) today announced the release of its CUSIP Issuance Trends Report for July 2016. The report, which tracks the issuance of new security identifiers as an early indicator of...
View ArticleStatement Of CFTC Chairman Timothy Massad On Release Of Reports On CCP...
I welcome the documents published today by the Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO), as well as by the Financial...
View ArticletrueEX Introduces Execution Of Brazilian Real Swaps Cleared At CME Group
trueEX, the innovative global interest rate swap trading platform, has built a solution to provide execution for Brazilian Real (BRL) interest rate swaps cleared at CME Group. The launch follows CME...
View ArticleTABB Group - NEW Equities Data: Off-Exchange Percentage Hits 6-Year High
According to the July 2016 TABB Equities LiquidityMatrix™ (ELM) – available on TabbFORUM.com – Off-exchange market share in July 2016 increased 2% month-over-month to 38.3%, the highest off-exchange...
View ArticleSEC: Former Goldman Sachs Trader Settles Fraud Charges
The Securities and Exchange Commission today announced that the former head trader in residential mortgage-backed securities (RMBS) at Goldman Sachs has agreed to be barred from the securities industry...
View ArticleGPW Modifies Exchange Indices
Following analyses and consultations, GPW introduces new publication terms of its sector sub-indices and modifies the classification terms of companies in the WIGdiv index.The Exchange calculates 11...
View ArticleSEC: Company Punished For Severance Agreements That Removed Financial...
The Securities and Exchange Commission today announced that a California-based health insurance provider has agreed to pay a $340,000 penalty for illegally using severance agreements requiring outgoing...
View ArticleUK's Financial Conduct Authority Statement On Consultation Paper 12/20:...
The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed...
View ArticleISDA Publishes 2016 Variation Margin Protocol
The International Swaps and Derivatives Association, Inc. (ISDA) has today launched a new Protocol that will help market participants comply with new variation margin requirements, set to come into...
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CFP Board Center for Financial Planning Expands Professionâs Body of...
The series will launch in early 2017 with the release of Communication Essentials for Financial Planners: Strategies and Techniques, written by Dr. John Grable and Dr. Joseph Goetz of the University...
View ArticleNZX Half Year 2016 Results Announcement - Strong Performance In NZXâs...
NZX’s financial results for the six months to 30 June 2016 demonstrate the strong performance of its markets business and growth in its funds services business, reflecting the strategic investments it...
View ArticleISDA Publishes SwapsInfo Second Quarter 2016 Review
SwapsInfo Second Quarter 2016 Reviewread more...
View ArticleA Penny Saved is a Penny Earned: Less Expensive Zero Coupon Bonds....
This paper introduces a more general modeling world than available under the classical no-arbitrage paradigm in finance. New research questions and interesting related econometric studies emerge...
View ArticleOptimal importance sampling for L\'evy Processes. (arXiv:1608.04621v1...
We develop generic and efficient importance sampling estimators for Monte Carlo evaluation of prices of single- and multi-asset European and path-dependent options in asset price models driven by...
View ArticleRank-optimal weighting or "How to be best in the OECD Better Life...
We present a method of rank-optimal weighting which can be used to explore the best possible position of a subject in a ranking based on a composite indicator by means of a mathematical optimization...
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