CFTC Orders Barclays Capital, Inc. to Pay $800,000 for Supervision Failures
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Barclays Capital, Inc., a Connecticut corporation headquartered in New York City,...
View ArticleCFTC Orders Barclays Capital, Inc. To Pay $800,000 For Supervision Failures -...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Barclays Capital, Inc. (Barclays), a Connecticut corporation headquartered...
View ArticleAmman Stock Exchange: Launching The First Trading Session Of OTC Market
The Chief Executive Officer (CEO) of the Amman Stock Exchange (ASE) Nader Azar declared that on Thursday 4th August 2016, the first trading session of Over- The- Counter (OTC) Market was launched which...
View ArticleStatement Of CFTC Commissioner J. Christopher Giancarlo Regarding Final...
I respectfully dissent from the Commodity Futures Trading Commission’s (CFTC or Commission) final response in the SIFMA litigation.read more...
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New Investment In Sinemia On Borsa Ä°stanbul Private Market
Borsa Ä°stanbul Private Market, working towards the mission of bringing together technological start-ups with investors, continues its efforts with a new investment.Private cinema club Sinemia received...
View ArticleEEX New Participant: EP Commodities, a.s.
EP Commodities, a.s. has additionally been admitted to exchange trading for Italian Financial Power Futures and Options.read more...
View ArticleBats Reports Second Quarter Total Revenue Growth Of 11% - Non-Transaction...
Bats Global Markets, Inc. (Bats: BATS), a leading global exchange operator and provider of market data and other financial markets services, today reported net income of $18 million and adjusted...
View ArticleSEC Charges Cardiologist With Insider Trading On Confidential Drug Trial...
The Securities and Exchange Commission today charged a cardiologist with insider trading on confidential developments as he worked on a clinical drug trial. read more...
View ArticleFINRA Warns Investors About Boiler Room Scams - If You Get A Call Like This,...
Boiler room-style calls touting the next hot stock are alive and well, and they’re costing investors dearly, according to an Investor Alert issued today by the Financial Industry Regulatory Authority...
View ArticleFederal Court Orders Georgia Resident Hendrik A. Van Beuningen & His...
The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Consent Order imposing a permanent injunction against Defendants Hendrik A. Van Beuningen and his company, DeBrink Trading...
View ArticleFederal Court Orders Georgia Resident Hendrik A. Van Beuningen And His...
The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Consent Order imposing a permanent injunction against Defendants Hendrik A. Van Beuningen and his company, DeBrink Trading...
View ArticleNasdaq sponsoring FIAâs Innovators Pavilion - Innovators Pavilion Will...
FIA announced that the second annual Innovators Pavilion will be sponsored by Nasdaq, with additional support from FinTEx Chicago, FinTech Sandbox and Hyde Park Angels.read more...
View ArticleNasdaq July 2016 Volumes
Nasdaq (Nasdaq:NDAQ) today reported monthly volumes for July 2016, on its investor relations website. read more...
View ArticleNZX Wealth Technologies Signs New Wealth Platform Client
NZX is pleased to announce it has signed an agreement with Craigs Investment Partners (Craigs) to provide the NZX Wealth Technologies (NZXWT) platform for Craigs’ KiwiSaver, Superannuation and...
View ArticleOptimal Population in a Finite Horizon. (arXiv:1608.01535v1 [q-fin.EC])
A favorable population schedule for the entire potential human family is sought, under the overlapping generations framework, by treating population as a control variable in a dynamic social welfare...
View ArticleShadow prices, fractional Brownian motion, and portfolio optimisation under...
We continue the analysis of our previous paper (Czichowsky/Schachermayer/Yang 2014) pertaining to the existence of a shadow price process for portfolio optimisation under proportional transaction...
View ArticleMulti-factor CES Elasticity and Productivity Growth: A Cross-Sectional...
Sector-wise productivity growths are measured, along with the sectoral elasticity of substitutions, under the multi-factor CES framework, by regressing the growths of factor-wise cost shares against...
View ArticleMultidimensional Polarization Index and its Application to an Analysis of the...
The multidimensional extension of the Aleskerov-Golubenko polarization index is developed. Several versions of the polarization index are proposed based on different distance functions. Basic...
View ArticleInternational Specialization Dynamics
This book deals with the dynamics of international specializations during the present period of trade globalization. It discusses international trade as a network linking countries, and uses structural...
View ArticleUnited Kingdom Parliament Treasury Committee Update: Crowdfunding Regulation
Response from Andrew Bailey, former Deputy Governor, Prudential Regulation, Bank of England, regarding crowdfunding regulation, dated 16 June 2016 04-08-2016 01:00 AM BST Response from Tracey...
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